Our team

Brendan T.N. Caldwell

B. Sc., M.A., CFA
Director

Brendan Caldwell is Director and Investment Advisor at Caldwell Securities Ltd. and the President & CEO of Caldwell Investment Management Ltd. A longtime supporter of the Canadian military, he was officially approved in June of 2026 to a three year appointment as the Honorary Colonel of the Lincoln & Welland Regiment.

As the HCol, he will provide important advice to the Command team of the Regiment, support our soldiers, and build the profile of the LWR in Niagara. The CO and RSM are very proud and happy to officially introduce HCol Caldwell to the Regiment at this BOZ parade today.

From 2011 to 2015, HCol. Caldwell was the Honorary Lieutenant-Colonel of the Queen’s Own Rifles, Canada’s oldest rifle regiment. During his time with the Queen’s Own, his focus was enabling our country’s soldiers returning from Afghanistan to find meaningful civilian work. In partnership with our Regimental family, HCol. Caldwell’s goal for his time with the L&W is to connect our soldiers, particularly those who are students now, with employers in the Niagara region.

Professionally, Brendan has led multiple-award winning investment teams and he is also co-portfolio manager of Caldwell’s major exchange related strategies, including Urbana Corporation and he Caldwell Global Exchange LP.

Prior to joining Caldwell in 1995, Brendan worked for a major Canadian mutual fund company and then a bank-controlled investment dealer. His securities exchange memberships have included Toronto, New York, the Chicago Board Options Exchange, the Kansas City Board of Trade, and the American Stock Exchange.

Brendan is a Fellow of the Canadian Securities Institute and a member of the Toronto Society of Financial Analysts, as well as the CFA Institute. Often interviewed for his insights into current economic issues and in regards to Caldwell’s role as an active investor in global securities exchanges, Brendan is a regular financial commentator and an industry consultant on numerous media outlets.

Brendan earned his B.Sc. from Trinity College at the University of Toronto in 1991 and his M.A. in English Literature from the University of London, England, in 1992. Brendan has held his Chartered Financial Analyst (“CFA”) designation since 1995.

Brendan’s volunteer activities include serving as a Warden of the Church of The Messiah, the Board of Wycliffe College, the Corporation of Trinity College, Upper Canada College Council of 1829, the Board of Trustees of the Bishop Strachan School and the Campaign Cabinet for Neshama Playground, Canada’s first accessible playground for children with all abilities. Brendan is a Director of the Caldwell Foundation whose activities include a partnership with local churches in Mumbai, India to create and sustain the Angels’ Nest Home for girls. Brendan received the Queen’s Diamond Jubilee Medal in 2012 for his long record of philanthropy and volunteer service.

Married to Sandra since 1993, Brendan and his wife are the parents of four children. Brendan’s favorite ways to relax are sailing and tree-planting and he is building an arboretum in Fairvalley, Ontario.