One Minute with Rick Wood

 

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Rick Wood

Vice President Client & Advisor Success

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You teach Advisors to provide a holistic wealth management process. Please explain.

March 8, 2022

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Why is it so hard to recruit young Advisors and in particular female Advisors into our industry?


August 6, 2021

What can firms like Caldwell do to help recruit Advisors in the future?


August 6, 2021

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

How can you make a living as an Advisor when everything is now offered for free?

September 15, 2021

Why would someone choose a career that will be replaced by a robot?

September 9, 2021

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

When looking for potential new Advisor candidates, what skill sets or abilities do you focus on most?

October 6, 2021

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

I have heard from your Advisors that you always ask them to apply the “mom” principal. Please explain this.

November 30, 2021

When hiring new Investment Advisors, why do you place such a premium on their character?

November 23, 2021

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The first rule at Advisor “U” is “BE YOUR WORD”. Is that your top priority?

December 7, 2021

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.