Our team

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Sally Haldenby Haba

Vice President

Sally Haldenby Haba has been part of Caldwell Securities Ltd. for 30 years. She is responsible for Operational Compliance, Client Services, Settlements, Mutual Funds, as well as Tax and Corporate Actions.

Sally coordinates regulatory reviews and provides operational guidance and advice to clients and Investment Advisors.

Ms. Haldenby Haba is also a registered Investment Advisor, and in her spare time she loves to travel and garden.