Our team

James Caldwell

Vice President & Investment Advisor, Niagara-on-the-lake Office

Jim Caldwell started his investment career in 1977 with the largest brokerage firm in the world – at that time.

He later joined his brother Thomas S. Caldwell, C.M. Founder & Chairman at the inception of Caldwell Securities Ltd in 1981.

Jim’s years of experience have provided an expertise and understanding of financial markets to his large and varied client base. One of the services Jim provides is portfolio construction consisting of growth or income, or a combination of the two. He relies on a selection of mutual funds and securities to facilitate this.

Our team, in Niagara on the Lake, believes that client service and the client’s experience are essential and paramount.

You are invited to call us and discuss your investment situation in a confidential, stress free environment.