(416) 862-7755 ext. 233
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Angela T. Stirpe
Director, Chief Financial Officer,
Chief Compliance Officer
Angela T. Stirpe is Director, Chief Financial Officer and Chief Compliance Officer of Caldwell Securities Ltd. She is also President of Caldwell Financial Ltd. the holding company for Caldwell Securities Ltd. & Caldwell Investment Management. Ms. Stirpe joined the organization 1987 with responsibility for overall administration.
Ms. Stirpe has extensive experience in regulatory financial reporting, compliance matters and client service.
As Chief Compliance Officer, Ms. Stirpe’s role is to ensure the firm is in compliance with current regulatory rules and by-laws. Compliance responsibilities include the development and monitoring of internal controls and procedures, financial capital reporting, supervision of client and employee trade activity, and client reporting.