One Minute with the Chairman

When you need something important done right, you call in a professional. Your wealth and investment planning deserve the same high-level expertise. Thomas S. Caldwell’s expertise comes from 50 years of learning about successful investing by doing it right for his clients. Now, he’s sharing that expertise with you. Invest a minute with Tom.

 

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Thomas S. Caldwell

Founder and Chairman

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

I have often heard you say “We are attitude adjusters”.
What does that mean?

March 1, 2022
Thomas S. Caldwell, C.M.

“Don’t get faked out!” is a term you use. How will that term help investors with volatility?

March 15, 2022
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You have this great saying “When in doubt attack!”

September 22, 2021
Thomas S. Caldwell, C.M.

Meetings are important whether virtual or in person. When you leave a meeting, what are you going to do?

September 15, 2021
Thomas S. Caldwell, C.M.

Let’s talk about the BBQ for charity that we are hosting in Niagara-on-the-Lake, September 18, 2021.

September 8, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The energy industry was thought of as dead and the world focused on ESG. Where is energy now?

November 25, 2021
Thomas S. Caldwell, C.M.

We’re living in an era of chip and container shortages. Are we doomed??

November 18, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

What is the problem with being pessimistic?

December 2, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Canada is an odd lot on the world stage. What should we do as a country?

January 26, 2021
Thomas S. Caldwell, C.M.

We’re three weeks into January. What are your thoughts of the markets in the beginning of 2021?

January 20, 2021
Thomas S. Caldwell, C.M.

What do you think are most important factors affecting the stock market in 2021?

January 6, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Some try to time the market. You look at market mood. What does that mean? 

February 25, 2021
Thomas S. Caldwell, C.M.

Investing is about the future and it’s long-term. What are your thoughts of the trendy mob investing that’s been occurring? 

February 24, 2021
Thomas S. Caldwell, C.M.

What do you believe will be the permanent economic damage from COVID? 

February 18, 2021
Thomas S. Caldwell, C.M.

Reddit and GameStop have changed the investing landscape these past couple of weeks. It’s not about investing, there’s a bigger picture here. 

February 17, 2021
Thomas S. Caldwell, C.M.

I noticed that the Ontario Provincial Government is starting to ease up on the lockdowns. What are your thoughts?

February 11, 2021
Thomas S. Caldwell, C.M.

There is a degree of optimism now with the vaccines. Where to from here?

February 3, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Investors always worry when the markets decline, but you believe declines are buying opportunities.

March 31, 2021
Thomas S. Caldwell, C.M.

What are your thoughts on inflation? Is it temporary or long term?

March 25, 2021
Thomas S. Caldwell, C.M.

We are used to low interest rates and they can’t stay low forever. What are your thoughts regarding interest rate hikes compared to the Crash of 1987?

March 17, 2021
Thomas S. Caldwell, C.M.

We are in the process of getting vaccines. The next questions is “Now What?”

March 11, 2021
Thomas S. Caldwell, C.M.

When investing in different countries we need to look at the type of government and their regulations. How does this affect your investments?

March 3, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Copper is in the news at a 10 year high. Why the demand?

April 28, 2021
Thomas S. Caldwell, C.M.

What are your thoughts on the oil and gas industry?

April 14, 2021
Thomas S. Caldwell, C.M.

Markets are great educators in humility.

April 7, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You say that due diligence isn’t just numbers, it’s character. What does that mean?

May 27, 2021
Thomas S. Caldwell, C.M.

Let’s talk about thinking and how we think individually.

May 26, 2021
Thomas S. Caldwell, C.M.

Do you detect a change in investor thinking these days?

May 20, 2021
Thomas S. Caldwell, C.M.

We’re seeing a shift in markets. What does this rotation mean?

May 19, 2021
Thomas S. Caldwell, C.M.

Investors always worry when the markets decline, but you believe declines are buying opportunities.

May 12, 2021
Thomas S. Caldwell, C.M.

Let’s discuss ideas for young entrepreneurs. You look for something beyond brilliant ideas.

May 5, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Is inflation going to be temporary or permanent in our lives?

June 23, 2021
Thomas S. Caldwell, C.M.

Often people think they can be a superstar at work or personally, but team work is important to you.

June 16, 2021
Thomas S. Caldwell, C.M.

I often hear you saying “if you don’t trust a person, you shouldn’t deal with them”.

June 9, 2021
Thomas S. Caldwell, C.M.

You just recorded an anti-fraud initiative in 16 foreign languages called Just Hang Up! What’s it about?

June 2, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Tell us about the best talk, you never heard.

July 21, 2021
Thomas S. Caldwell, C.M.

Incidents are used to do what you want to do anyway. How does this relate to the markets?

July 14, 2021
Thomas S. Caldwell, C.M.

MEME stocks have become a thing and a theme and investors are suffering from FOMO, or the fear of missing out.

July 7, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The markets are sawtoothing. What does that mean?

August 31, 2021
Thomas S. Caldwell, C.M.

Let’s talk about jobs, as many organizations are having trouble hiring people.

August 26, 2021
Thomas S. Caldwell, C.M.

I know it’s too soon, but where do you see this election going?

August 25, 2021
Thomas S. Caldwell, C.M.

We’re in election mode again. What are your thoughts?

August 18, 2021
Thomas S. Caldwell, C.M.

You were in Afghanistan in 2009 with the Canadian Forces. What is going through your mind with the events that just occurred this weekend?

August 17, 2021
Thomas S. Caldwell, C.M.

You just published a full page ad in both national newspapers with the Canadian flag and the caption “Caldwell Securities Ltd. is Bullish on Canada”. Why?

August 4, 2021
Thomas S. Caldwell, C.M.

Everyone has a different investing style and yours is macro trends. Why does that work for you?

August 2, 2021
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You often use this phrase: “Bull markets climb a wall of fear”. Sounds like there is a lot happening in the markets these days.

September 30, 2020
Thomas S. Caldwell, C.M.

The best time to plant a tree was years ago. The second best time is now. How can you use that phrase to help investors during COVID?

September 21, 2020
Thomas S. Caldwell, C.M.

Every country has enormous amounts of debt. What does this mean for citizens and taxes?

September 16, 2020
Thomas S. Caldwell, C.M.

I’ve heard you say that the markets are a little bit tired. What does that mean?

September 9, 2020
Thomas S. Caldwell, C.M.

This is a fascinating time we are living in. If you had to give the stock markets a personality, what personality would it be?

September 2, 2020
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Investors are inundated with negativity from every aspect, how can investors cope?

October 28, 2020
Thomas S. Caldwell, C.M.

Let’s talk about inflation.

October 21, 2020
Thomas S. Caldwell, C.M.

What do you look for before you invest in a company’s stock?

October 14, 2020
Thomas S. Caldwell, C.M.

We recently watched the first Presidential Debate. Any comments?

October 7, 2020
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Governments have spent so much money during the pandemic, and now we need to prepare ourselves for higher taxes. What are your thoughts?

November 24, 2020
Thomas S. Caldwell, C.M.

Do you believe corporate earnings are still relevant?

November 18, 2020
Thomas S. Caldwell, C.M.

COVID-19 has been a major disruptor in 2020, the year that we all would like to forget. But now there is talk about a vaccine.

November 11, 2020
Thomas S. Caldwell, C.M.

Last night was an epic, nail biter Presidential election. What does this mean for the markets?

November 4, 2020
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

A Public Service Announcement from our Chairman: Reach out to friends if you are lonely.

December 23, 2020
Thomas S. Caldwell, C.M.

A Public Service Announcement from our Chairman: Support small business and shop local.

December 23, 2020
Thomas S. Caldwell, C.M.

Maybe it’s time to return to U.S. politics. Let’s discuss the Senate race in Georgia.

December 16, 2020
Thomas S. Caldwell, C.M.

Let’s discuss banks. What were your thoughts of the Q4 bank earnings?

December 9, 2020
Thomas S. Caldwell, C.M.

You just finished reading a book on Winston Churchill by Erik Larson called The Splendid and the Vile. You had one great takeaway. What was it?

December 2, 2020
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You passionately speak about the importance of spirit in our business. Would you elaborate?

January 28, 2020
Thomas S. Caldwell, C.M.


Last week we spoke about goals. This week, let’s talk about value propositions. What can you do to help someone else?

January 21, 2020
Thomas S. Caldwell, C.M.


We’re in the beginning of 2020. Everyone comes up with resolutions and goals. What’s the best way to keep them?

January 15, 2020
Thomas S. Caldwell, C.M.


Let’s discuss networking. What do you do when you meet someone at an event and they give you their business card?

January 08, 2020
Thomas S. Caldwell, C.M.


Even though we have discussed impeachment before, the story continues. Now that President Trump has been impeached, how will this impact markets and investors?

January 02, 2020
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

I’ve heard you say “Don’t get focused on indices”. What is your thought process?

February 25, 2020
Thomas S. Caldwell, C.M.


You are passionate about sales and tell others to stretch their sales muscles. What do you mean by that?

February 19, 2020
Thomas S. Caldwell, C.M.


Part of sales is being relevant in people’s lives. What do you do to be helpful to others?

February 12, 2020
Thomas S. Caldwell, C.M.


You believe that we are over “news’d”, but that is actually good for investors. How so?

February 05, 2020
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You often say, “In volatile times when investors are emotional, the job of the media is to create bargains for us”. Please explain.

March 11, 2020
Thomas S. Caldwell, C.M.


Back in December 2018 you wrote a piece that was published in the Globe and Mail Opinion called “Making sense of the current market volatility”. Seems like nothing has changed regarding volatility over the past year.

March 04, 2020
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

There is talk about slowly opening up our city, what are your thoughts on the post COVID-19 world?

April 29, 2020
Thomas S. Caldwell, C.M.


Where do you see value in the markets?

April 22, 2020
Thomas S. Caldwell, C.M.


There is a lot going on with social distancing and working from home. Where do we go from here?

April 15, 2020
Thomas S. Caldwell, C.M.


What are the two key market drivers?

April 01, 2020
Thomas S. Caldwell, C.M.


A transcript of this episode is available below, modified for a more enjoyable reading
experience. For more posts exploring the ideas we talk about in the episode, check out
our Related Reads links.

+ Transcript

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

What do you think a post COVID-19 world will look like for investors?

May 27, 2020
Thomas S. Caldwell, C.M.


What do you think is important for investors at the present time?

May 20, 2020
Thomas S. Caldwell, C.M.


How do we make money in volatile markets?

May 13, 2020
Thomas S. Caldwell, C.M.


Many investors don’t understand the products. What would you say to them?

May 6, 2020
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

We’re in a new world and new normal is going to be different. What should we look out for?

June 30, 2020
Thomas S. Caldwell, C.M.


People are focused on COVID-19 and forgetting about the big picture.

June 23, 2020
Thomas S. Caldwell, C.M.


1 Minute With Thomas S. Caldwell, C.M.

June 18, 2020
Thomas S. Caldwell, C.M.

For years you have talked about quelling your emotions, and now these words are truer than ever.

June 17, 2020
Thomas S. Caldwell, C.M.


Looking into the future, do you think we will have inflation or deflation?

June 11, 2020
Thomas S. Caldwell, C.M.


The markets seem to be unaffected with this pandemic. What do you expect going forward?

June 3, 2020
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Which economic theme has been coming through lately?

July 29, 2020
Thomas S. Caldwell, C.M.

“We do not exist in the abstract”. How has this quote affected the way that you do business?

July 22, 2020
Thomas S. Caldwell, C.M.

You believe the markets represent value at this moment. What do you see that others don’t?

July 15, 2020
Thomas S. Caldwell, C.M.


There has been a lot of discussion on “Group Think”, what are your thoughts about this?

July 8, 2020
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

We are less than 70 days to the U.S. elections. What are your thoughts regarding how emotionally charged it is?

August 26, 2020
Thomas S. Caldwell, C.M.

The world is in crisis mode, with all of the governments pandemic spending. What does it mean for Canada to have their Finance Minister step down during these times?

August 18, 2020
Thomas S. Caldwell, C.M.

We’re in the middle of August. What is market sentiment?

August 18, 2020
Thomas S. Caldwell, C.M.

Let’s discuss the stock markets. Reality has just set in since it’s earning season.

August 12, 2020
Thomas S. Caldwell, C.M.

Interest rates are still low and have been for some time. Where do you see interest rates going?

August 5, 2020
Thomas S. Caldwell, C.M.

The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Where do you think the stock market is going from here?

January 29, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

What is the key component to investment success? Information?

February 26, 2019
Thomas S. Caldwell, C.M.


Choose one word of wisdom to help entrepreneurs.

February 19, 2019
Thomas S. Caldwell, C.M.


What kept you up at night when you started your firm?

February 12, 2019
Thomas S. Caldwell, C.M.


How do people quell their emotions with stock markets bouncing around so much and so quickly?

February 05, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

With so many news headlines on a daily basis, how do you make investment decisions?

March 26, 2019
Thomas S. Caldwell, C.M.


Let's discuss the value of advice. Is investment advice a commodity?

March 19, 2019
Thomas S. Caldwell, C.M.


Do you make your investment decisions based upon the politics of the day?

March 12, 2019
Thomas S. Caldwell, C.M.


You mentioned in your Volatility write up that 10% of investors are actually looking at corporate fundamentals. What is your investment discipline?

March 05, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

The financial crisis happened over 10 years ago. Are there lessons that we have learned from that experience?

April 23, 2019
Thomas S. Caldwell, C.M.


You like the “wobble” factor in the markets. What does that mean?

April 17, 2019
Thomas S. Caldwell, C.M.


What frustrates you most about markets?

April 09, 2019
Thomas S. Caldwell, C.M.


You have been in the industry for over 50 years, what still excites you the most about the industry and hasn't changed since you began?

April 02, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

What are the top 3 things that influence markets and cause them to change?

May 28, 2019
Thomas S. Caldwell, C.M.


In your Success Dictionary, under the word "invest", you say “invest in yourself, your business and your career.” This is important and applies to everyone. Can you please elaborate?

May 22, 2019
Thomas S. Caldwell, C.M.


Let’s talk about risk. People take on risk in their portfolios, their daily lives and their future. Why is risk important?

May 15, 2019
Thomas S. Caldwell, C.M.


What are the benefits of investing with an Investment Advisor, rather than through an app?

May 07, 2019
Thomas S. Caldwell, C.M.


When you are at an event, what is the reoccurring question you’re asked regarding investing?

May 02, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You often quote Vince Lombardi from his movie the Second Effort. What did you learn when you just re-watched it with our interns?

June 20, 2019
Thomas S. Caldwell, C.M.


What do you say to investors when they ask why their portfolio is not mirroring the markets?

June 12, 2019
Thomas S. Caldwell, C.M.


You always talk about Lombardi time. What exactly is it?

June 05, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

When investing in a private company, what do you look and hope for?

July 24, 2019
Thomas S. Caldwell, C.M.


Every year you make a point of scheduling an hour a week with our interns. It’s important to nurture the next generation, but you get a lot out of it? What does it do for you?

July 17, 2019
Thomas S. Caldwell, C.M.


There has been talk that these markets are reminiscent of 1987? What do you think?

July 10, 2019
Thomas S. Caldwell, C.M.


What do you think is the biggest misconception about the financial industry?

July 02, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

We’re more than half way through 2019, where do you see the bargains?

August 28, 2019
Thomas S. Caldwell, C.M.


Why do you see more companies go from a publicly traded company to a private one?

August 21, 2019
Thomas S. Caldwell, C.M.


You are known as a value investor, meaning you are always looking for bargains. How do you find bargains?

August 14, 2019
Thomas S. Caldwell, C.M.


We seem to have a lot of volatility this August 2019. What’s all of this turmoil pointing to in the future?

August 08, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Let’s talk about inertia and success from a business point of view.

September 26, 2019
Thomas S. Caldwell, C.M.


Impeachment seems to be the “hot” word right now. What does this mean for markets?

September 25, 2019
Thomas S. Caldwell, C.M.


There seems to be a lot of noise and negativity floating around in the news. What’s really happening here? What’s the big picture?

September 18, 2019
Thomas S. Caldwell, C.M.


You just wrote a piece titled “Where are the bargains?” Please tell us about it.

September 10, 2019
Thomas S. Caldwell, C.M.


You believe the market now, in September 2019, has an “upward bias”. Why?

September 05, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

You have a theory about the underlying long-term force of supply and demand. What is it?

October 30, 2019
Thomas S. Caldwell, C.M.


Let’s talk about last night’s Canadian election - about nothing.

October 23, 2019
Thomas S. Caldwell, C.M. 


You were just quoted in the Globe and Mail, ROB section, regarding the “IPO market dries up as young companies look to private capital”. What is happening in the capital markets now?

October 16, 2019
Thomas S. Caldwell, C.M.


Every conversation you hear these days is about impeachment. Let’s talk about impeachment.

October 08, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

Let talk about investing. People’s needs are broader and deeper than just discount trading and fees. What are your clients’ needs vs talking about fees?

November 26, 2019
Thomas S. Caldwell, C.M.


You have been discussing teams lately. What is the importance of a team?

November 20, 2019
Thomas S. Caldwell, C.M.


You use the phrase “the big con”, what do you mean by that?

November 13, 2019
Thomas S. Caldwell, C.M.


Would you please explain the relationship between low interest rates and stock prices?

November 05, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.

In the olden days, when a stock reached $100+ the company would split the stock. These days, stocks are soaring past $300. Why are we no longer seeing stock splits?

December 18, 2019
Thomas S. Caldwell, C.M.


Please tell us about the correlation between low interest rates and their fuel for higher stock prices.

December 11, 2019
Thomas S. Caldwell, C.M.


You talk about “Sales Muscles”, if you don’t use them, you lose them. Tell us about it.

December 04, 2019
Thomas S. Caldwell, C.M.


The commentaries contained on this webpage are provided as a general source of information based on information available as of the dates of publication indicated. These recordings are for general information purposes only and are not investment advise nor do they constitute an offer, recommendation or solicitation to buy or sell to particular financial instrument. They do not have regard to the specific investment objectives, financial situation, risk profile or the particular needs of any specific person who may receive these commentaries. Investors are expected to speak with their Invested Advisor at Caldwell Securities Ltd. for any questions and before making any investment decisions.