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Caldwell Securities
Toronto, ON
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Thomas Kim


Head of Sales, Toronto Office

Thomas Kim is the Head of Sales at Caldwell Securities Ltd. having started in March of 2020.  As Head of Sales he is responsible for management and oversight of the firm’s Investment Advisor teams. 

An accomplished investment professional with over 23 years of experience in the wealth management industry, Thomas has knowledge in asset management, portfolio management, investments and bonds. Prior to joining Caldwell, he has gained valuable experience from numerous well-known companies, including three major Canadian bank investment dealers and two Independent Investment firms. 

Thomas has a Bachelor of Science degree from Queen’s University.  In order to continue furthering his education he has completed a variety of courses including: the Personal Financial Planner Designation, the Partners, Directors & Seniors Officers Course, the Branch Manager’s Course and the Options Licensing Course, all with the Canadian Securities Institute.  Thomas is married and the father of two children.

As a Vaughan resident, Brian is active in his community, serving in the past as a Cub Scout leader, Vice-President of the local figure skating club, and is currently a volunteer team manager in the Greater Toronto Hockey League.

Brian is married to his wife Sandy and has two children Abbey and Carter.  They all enjoy sports, travel and spending summers at the cottage.