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Investment Advisor Niagara-on-the-lake Office
Rick Felton has been an Investment Advisor for over 40 years and has been successfully meeting the investment needs of his clients with his “sleep at night” approach to investment management. Rick returned to Ontario and joined the Niagara-on-the-Lake branch of Caldwell Securities in 2012 following 21 years in the investment industry in Kelowna, B.C.
Rick is registered as a Registered Representative with the Investment Industry Regulatory Organization of Canada (IIROC). He has also written and passed exams for most major exchanges including the Toronto Stock Exchange, the New York Stock Exchange, NASDAQ and the Chicago Board of Trade. Rick is also options licensed.
Rick has been married to Carole for over 40 years and has five daughters and nine grandchildren. When not enjoying all the pleasures that life in Niagara-on-the-Lake offers, Rick enjoys reading, walking and movies.