Investment Advisor, Georgetown Office
As an Investment Advisor at Caldwell Securities Ltd., Mike Tregunna starts every new client relationship by fully understanding the needs and goals of the client. He develops a personalized and custom wealth management strategy, incorporating holistic plans (finances, savings and retirement plans, tax and estate strategies and risk management). Strategies will always vary with each individual, family, trust & institutional portfolio as everyone’s life and situation is different.
Mike maintains regular contact with all of his clients and draws upon the extensive breadth and depth of experience of his team and network of related industry professionals.
As a firm believer in adhering to disciplined processes consistently, Mike will incorporate, in each plan, an investment policy statement (IPS) & asset allocation plan (AAP). For institutional investors, Mike similarly maximizes his disciplined processes to deliver on the IPS and AAP and maintains active regular communication with authorized persons.
With 13 years of financial market experience servicing retail & institutional clients across Canada and 8 years of commodity trading experience within a major bank owned brokerage firm, Mikes ability to manage trading and client relationships with unwavering calm and a well-regarded down-to-earth demeanor is well received by clients.
Mike has earned a Bachelor of Arts Degree in Economics, from McMaster University & the Chartered Investment Manager (CIM) designation, from the Canadian Securities Institute. He has passed the level one and level two exams of the Chartered Financial Analyst (CFA) program and successfully completed the Certified Financial Planner (CFP) examination, from the Financial Planning Standards Council. Mike has also earned certificates in Advanced Investment Advice & Derivative Market Strategies from the Canadian Securities Institute.