Investment Representative, Toronto Office
James Law is an Investment Representative at Caldwell Securities Ltd. working with the Caldwell Private Wealth team. James joins us with a wealth of experience from client management, investment research and trade execution. Mr. Law is a graduate of the Bachelor of Commerce program at Queen’s University where he was also a member of the chess team.
James has successfully completed numerous Canadian Securities Institute courses including, the Options Licensing Course (“OLC”), Investment Management Techniques (“IMT”) and Portfolio Management Techniques (“PMT”).
James works with the Caldwell Private Wealth Team to implement their approach to portfolio construction which includes the aggregation of quantitative and qualitative data to optimize the likelihood of reaching a client’s financial goals while minimizing risk. In addition, he takes great pride in the level of client care he provides through emphasizing transparency and putting their interests first.
Outside of work, he lives an active lifestyle and loves playing and watching basketball.